Series: NIJ Research Preview
Published: April 1997
8 pages-14,342 bytes
U.S. Department of Justice Office of Justice Programs
National Institute of Justice
Summary of a Research Study by Dean Kilpatrick,
Ph.D., and Benjamin Saunders, Ph.D.
Preliminary findings from a study of 4,023 adolescents and their parents indicate a significant number of today's youthful population have been victims
of sexual and physical abuse and have personally witnessed incidents of violence against
others. For many, consequences of these experiences include Posttraumatic Stress Disorder (PTSD) and drug and alcohol abuse. The study is
part of the National Survey of Adolescents, a household survey sponsored by the
National Institute of Justice (NIJ) and conducted by the National Crime Victims
Research and Treatment Center at the Medical University of South Carolina.
Extrapolating the findings of this study to the national adolescent population
as a whole suggests that of the 22.3 million adolescents ages 12-17 in the
United States today, approximately 1.8 million have been victims of a serious sexual
assault, 3.9 million have been victims of a serious physical assault, and almost 9 million have witnessed serious violence. Nearly 2 million
have suffered (and over 1 million still suffer) from PTSD, and about 3.4 million have been
drug or alcohol abusers as well. Analysis of the survey information indicates a strong
correlation between drug abuse and delinquency. Having been personally victimized and
suffering from PTSD also seem to be strong predictors of delinquent behavior.
RESEARCH DESIGN
The findings are based on telephone interviews lasting on average a half hour
with the random sample of 4,023 adolescents and preliminary 10-minute interviews with
their parents or guardians. The researchers looked at several variables, including age,
gender, race, and household income. They asked the adolescents about their personal
experiences of sexual assault and physical assault, violence they may have witnessed,
their drug and alcohol use, their experience of Posttraumatic Stress Disorder, and serious
delinquency offenses they may have committed.
The sample was evenly divided between male and female participants and had Demographic characteristics similar to those of the general population this age.
Approximately 70 percent of the sampled youths were non-Hispanic whites, 14.7 percent were
African Americans, 7.8 percent were of Hispanic origin, 3.5 percent were Native Americans,
and 3.8 percent were members of other racial/ethnic groups. About 16 percent were in
families with annual household incomes under $20,000, 44 percent were from families whose
income ranged between $20,000 and $50,000, and one-third were from ones whose income
exceeded $50,000; the remaining participants were from families who refused to divulge
their household incomes.
PRELIMINARY FINDINGS
Sexual assault. Sexual assault was defined as "unwanted but actual sexual
contact," thus leaving out unsuccessful attempts at contact or noncontact
victimization, such as an exhibitionist display. As anticipated, more female than male
adolescents had been sexually assaulted (13 percent of females in contrast to 3.4 percent
of males). Of the females, 3.3 percent experienced unwanted penile penetration in contrast
to 0.5 percent of the males. Similarly, 2.7 percent of the female adolescents but only 0.6
percent of the males experienced penetration with fingers or objects.
Physical assault. Behavior considered to be "physical assault" included being
attacked or threatened with a weapon, badly hurt from a beating, or attacked
without a weapon but with the intent to kill or seriously injure. Survey respondents indicated that young males had significantly higher rates of
physical assault than females (21.3 percent versus 13.4 percent).
Witnessing violence. This category measured lifetime experience of seeing someone shot with a gun, knifed, sexually assaulted, mugged, robbed, or threatened with a
weapon. Witnessing violence portrayed in the movies or on television was excluded.
Forty-three percent of male adolescents and 35 percent of female adolescents had witnessed some form of violence
firsthand. Researchers excluded from their overall calculations the approximately 30
percent of adolescents who had directly observed someone being beaten up and badly
hurt--an experience so common that had these figures been included, the prevalence of
witnessing violence would have risen to 72 percent for the entire sample.
Delinquency. At least once in their lives, 12.3 percent of respondents had committed a delinquent offense. In the year previous to the interview, 14.9 percent of the
adolescent males and 5.8 percent of the adolescent females had engaged in at least one
form of delinquent behavior, some of which was very serious. For instance, more than 5
percent of males and 2.3 percent of females had committed assault with intent to kill or
seriously injure.
Substance abuse. The lifetime serious drug use rate was 10.3 percent for the
survey sample, but when alcohol use was factored in, the percentage rose to 53.9. The rate
of past-year drug use was 8.9 percent. For past-year heavy alcohol use (i.e., using
alcohol two or three times a month, getting drunk four or more times, or having five or
more drinks in one sitting four or more times), the rate was 15.2 percent; the rate of
past-year substance use (a combination of drug and alcohol abuse) was almost 20 percent.
ANALYSES OF FINDINGS
As anticipated, analyses of the data revealed that youths from lower income groups experienced higher rates of sexual and physical assault than those from
middle and higher income groups. In addition, Native Americans, African Americans, and Hispanics had higher rates than Caucasians and other racial and
ethnic groups in all categories of victimization.
At some point in their lives, nearly 30 percent of sexual assault victims developed--and almost 20 percent still suffered from--PTSD. By comparison, 6.2
percent of adolescents who were not sexually assaulted (but might have been
victimized in other ways) developed PTSD, and 3.6 percent still had it. A similar pattern emerged for victims of physical assault and those who had
witnessed serious violence. Among adolescents who had been physically assaulted, 23.4
percent developed PTSD and 14.8 percent still suffered from it, while 10.8 percent of
nonvictims of physical assault developed--and 4.5 still had-- PTSD. Among witnesses to
violence, 15 percent developed PTSD, compared to 3.3 percent of surveyed youths who had
not witnessed violence. PTSD was thus a significant correlate of victimization.
PREDICTORS OF DELINQUENCY
Although correlation studies that control for dependent variables are incomplete, preliminary analysis of multiple variables shows that neither age
nor household income appears to predict past-year delinquency. This leads researchers to conclude that youths of any age from wealthier homes would have
the same level of delinquency as those from lower income families--if they had
the same experiences. The most significant contributor to delinquent behavior
was found to be drug abuse, although personal victimization (except for sexual assault),
heavy alcohol use, and PTSD also played strong roles. The fact that sexual assault, whose
victims are primarily female, was not an important predictor of delinquency argues for developing separate models by gender.
Confirmation of the study's hypotheses of a correlation between victimization
experiences, PTSD, and delinquency await completion of data analyses, but preliminary
findings point to the significance of personal victimization as a risk factor for major
mental health problems, abuse of drugs and alcohol as a means of coping with PTSD, and
substance abuse as a precursor of delinquent behavior.
Researchers hope to conduct longitudinal research with this or another adolescent cohort to clarify the temporal sequence of these stages.
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